Regulation

CFTC Secures $31 Million Judgment in Digital Assets and Precious Metals Fraud Case

SEC Charges Zoe Financial Over Undisclosed Conflicts of Interest

SEC Charges Florida Man, CMI Capital in $860K Fraud Targeting Law Enforcement

SEC Reports 2026 IPO Surge: Deal Count and Proceeds Up Significantly

Analyzing the CFTC's Updated FAQs on Crypto Assets and Blockchain Technologies: Key Insights and Implications

SEC Charges NJ Man, Firms in $16M Ponzi Scheme

CFTC Secures Court Orders Against Texas and Florida Residents for Over $500,000 in Penalties and Trading Bans

CFTC Staff Issues No-Action Position on Large Trader Reporting for Direct Participants: Key Insights and Implications

SEC Charges Bay Area Executives in $150M Ponzi-Like Fund Scheme

SEC Proposes First Major Transfer Agent Rule Updates in Decades

CFTC Extends Compliance Date for Form PF Amendments to July 2027

SEC and FDA Strengthen Oversight With New Cooperation Agreement

CFTC and SEC Extend Compliance Date for Form PF Amendments to July 2027

CFTC Proposes Removal of SEF Order Book Requirement for Permitted Transactions: A Strategic Shift in Swap Trading Regulation

CFTC Intervenes in KalshiEX Rule Change: Ensures Market Stability Amid State Court Challenges

CFTC Seeks Public Comment on Proposed Rulemaking for Data Reporting on Event Contracts

CFTC Files Lawsuit Against Kentucky to Uphold Exclusive Jurisdiction Over Derivatives Markets

CFTC Seeks Public Comment on 24/7 Trading and Perpetual Contracts for Energy Commodities

CFTC Seeks Industry Input to Enhance Fintech Innovation and Competition

CFTC Sues New Mexico Over Federal Jurisdiction Infringement: A Legal Battle Over Prediction Markets

CFTC Staff Issues No-Action Position on Designated Contract Market Procedures: A Detailed Analysis

CFTC Enhances Product Self-Certification Process with Technical Upgrades

CFTC Greenlights BTCPERP Contract by KalshiEX, LLC: A New Era for Cryptocurrency Derivatives

CFTC Issues Policy Statement on Perpetual Contracts: A New Era for Crypto Derivatives

CFTC and NHL Collaborate to Enhance Integrity in Professional Hockey: A Landmark MOU

CFTC Sues Minnesota to Block State Law: Regulatory Clash Over Derivatives Oversight

CFTC Issues No-Action Letter on Data Reporting for Event Contracts: Key Implications for Market Participants

CFTC Asserts Exclusive Jurisdiction Over Prediction Markets in Sixth Circuit Amicus Brief

New York Trader Sidney Lebental Fined $200,000 by CFTC for Spoofing in Treasury Futures Market

SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies

CFTC Sues New York Over Prediction Markets: A Battle for Jurisdiction

CFTC Asserts Exclusive Jurisdiction Over Prediction Markets in Massachusetts Supreme Judicial Court Filing

SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics

SEC Charges ADM and Three Former Executives with Accounting and Disclosure Fraud

SEC Charges Canadian Citizen With Fraud Schemes That Targeted Retail Investors

SEC Charges Pennsylvania Resident in $770 Million Ponzi Scheme Tied to ATM Investments

CFTC Issues FBOT Advisory to Clarify Access Rules for Non-U.S. Exchanges

Due diligence before opening a brokerage account

Binance.US will have to repatriate customer funds to US and facilitate customer withdrawals: SEC

CFTC wins case againts fraudolent CPO, ordered to pay more than $ 24 million to victims and civil penalty