Tag
Regulation
26 articles tagged with “Regulation”
Regulation
CFTC Intervenes in KalshiEX Rule Change: Ensures Market Stability Amid State Court Challenges
Regulation
CFTC Seeks Public Comment on Proposed Rulemaking for Data Reporting on Event Contracts
Regulation
CFTC Files Lawsuit Against Kentucky to Uphold Exclusive Jurisdiction Over Derivatives Markets
Regulation
CFTC Seeks Public Comment on 24/7 Trading and Perpetual Contracts for Energy Commodities
Regulation
CFTC Seeks Industry Input to Enhance Fintech Innovation and Competition
Regulation
CFTC Sues New Mexico Over Federal Jurisdiction Infringement: A Legal Battle Over Prediction Markets
Regulation
CFTC Staff Issues No-Action Position on Designated Contract Market Procedures: A Detailed Analysis
Regulation
CFTC Enhances Product Self-Certification Process with Technical Upgrades
Regulation
CFTC Greenlights BTCPERP Contract by KalshiEX, LLC: A New Era for Cryptocurrency Derivatives
Regulation
CFTC Issues Policy Statement on Perpetual Contracts: A New Era for Crypto Derivatives
Regulation
CFTC and NHL Collaborate to Enhance Integrity in Professional Hockey: A Landmark MOU
Regulation
CFTC Sues Minnesota to Block State Law: Regulatory Clash Over Derivatives Oversight
Regulation
CFTC Issues No-Action Letter on Data Reporting for Event Contracts: Key Implications for Market Participants
Regulation
CFTC Asserts Exclusive Jurisdiction Over Prediction Markets in Sixth Circuit Amicus Brief
Regulation
New York Trader Sidney Lebental Fined $200,000 by CFTC for Spoofing in Treasury Futures Market
Regulation
SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies
Regulation
CFTC Sues New York Over Prediction Markets: A Battle for Jurisdiction
Regulation
CFTC Asserts Exclusive Jurisdiction Over Prediction Markets in Massachusetts Supreme Judicial Court Filing

Regulation
SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics

Regulation
SEC Charges ADM and Three Former Executives with Accounting and Disclosure Fraud

Regulation
SEC Charges Canadian Citizen With Fraud Schemes That Targeted Retail Investors

Regulation
SEC Charges Pennsylvania Resident in $770 Million Ponzi Scheme Tied to ATM Investments

Regulation
CFTC Issues FBOT Advisory to Clarify Access Rules for Non-U.S. Exchanges

Risk Management
Due diligence before opening a brokerage account

Regulation
Binance.US will have to repatriate customer funds to US and facilitate customer withdrawals: SEC

Regulation
CFTC wins case againts fraudolent CPO, ordered to pay more than $ 24 million to victims and civil penalty