Regulation
Financial regulation, compliance, and policy updates
111 articles
CFTC Intervenes in KalshiEX Rule Change: Ensures Market Stability Amid State Court Challenges
CFTC Intervenes in KalshiEX Rule Change: Ensures Market Stability Amid State Court Challenges The Commodity Futures Trading Commission (CFTC) has taken decisive action to maintain the integrity of the national derivatives market by staying a rule change proposed by KalshiEX, LLC. This intervention...
ECB Shifts to Measured Monetary Policy as Eurozone Resilience Grows
ECB Shifts to Measured Monetary Policy as Eurozone Resilience Grows The European Central Bank's President, Christine Lagarde, delivered a keynote speech at the ECB Forum on Central Banking 2026, outlining the central bank's shift towards a more conventional monetary policy stance amidst an evolving...
Federal Reserve Board Issues Cease and Desist Order Against Bank of Eufaula Executive
Federal Reserve Board Issues Cease and Desist Order Against Bank of Eufaula Executive The Federal Reserve Board has issued a cease and desist order against Jason Burns, a key executive at the Bank of Eufaula and S N B Bancshares, Inc., following findings of unsafe lending practices and regulatory...
CFTC Seeks Public Comment on Proposed Rulemaking for Data Reporting on Event Contracts
CFTC Seeks Public Comment on Proposed Rulemaking for Data Reporting on Event Contracts The Commodity Futures Trading Commission (CFTC) has announced a new initiative aimed at enhancing transparency and oversight in the derivatives market. On June 25, 2026, the CFTC released a Notice of Proposed...
Bank of England Launches Consultation on Next-Generation UK Payments Infrastructure
Bank of England Launches Consultation on Next-Generation UK Payments Infrastructure The Bank of England has announced that the Retail Payments Infrastructure Board (RPIB) has launched a consultation on the future of UK payments infrastructure, marking a significant step in implementing the...
ECB to Integrate Non-Financial Credit Claims into General Collateral Framework
ECB to Integrate Non-Financial Credit Claims into General Collateral Framework The European Central Bank (ECB) has announced its decision to permanently integrate portfolios of non-financial corporate (NFC) credit claims into its general collateral framework, marking the final step in phasing out...
ECB Releases 2026 Convergence Report on Euro Adoption Progress
ECB Releases 2026 Convergence Report on Euro Adoption Progress The European Central Bank (ECB) published its 2026 Convergence Report today, assessing the progress of five non-euro area EU Member States - Czech Republic, Hungary, Poland, Romania, and Sweden - towards adopting the euro. The report...
Bank of England Publishes Draft Rules for Systemic Stablecoin Regulation
Bank of England Publishes Draft Rules for Systemic Stablecoin Regulation The Bank of England has released its policy statement and draft Code of Practice for regulating systemic stablecoins, marking a significant step in establishing the UK’s framework for digital money. The rules aim to balance...
CFTC Files Lawsuit Against Kentucky to Uphold Exclusive Jurisdiction Over Derivatives Markets
CFTC Files Lawsuit Against Kentucky to Uphold Exclusive Jurisdiction Over Derivatives Markets The Commodity Futures Trading Commission (CFTC) has initiated legal action against the state of Kentucky, asserting that the state's recent legislative measures infringe upon the CFTC's exclusive...
CFTC Seeks Public Comment on 24/7 Trading and Perpetual Contracts for Energy Commodities
CFTC Seeks Public Comment on 24/7 Trading and Perpetual Contracts for Energy Commodities The Commodity Futures Trading Commission (CFTC) has announced a call for public comments on two significant proposals: the extension of standard futures contracts to 24/7 trading and the introduction of...
ECB to Issue Digital Euro by 2029 Amid Concerns Over Monetary Sovereignty
ECB to Issue Digital Euro by 2029 Amid Concerns Over Monetary Sovereignty The European Central Bank (ECB) is taking steps to safeguard the euro's role in the digital era, with Executive Board Member Piero Cipollone announcing plans to issue a digital euro by 2029. In a speech at Sapienza...
Federal Reserve Board Issues Prohibition Order Against Former Bank Employee for Embezzlement
Federal Reserve Board Issues Prohibition Order Against Former Bank Employee for Embezzlement The Federal Reserve Board has issued an enforcement action against Matthew Cheong, a former senior relationship banker at Manufacturers and Traders Trust Company, for embezzling approximately $95,000 from...
Uncovering FX Settlement Risk: New Measures from the 2025 BIS Triennial Survey
The 2025 BIS Triennial Survey reveals $1.4 trillion in daily FX settlement risk exposure despite progress, with new methodologies assessing PvP systems, netting practices, and persistent challenges in global currency markets.
The Consolidation of Wall Street: A Deep Dive into the 2026 FINRA Industry Snapshot
The 2026 FINRA data reveals Wall Street's accelerating consolidation, with fewer firms employing more professionals amid growing regulatory costs and a shift toward dual registration models.
CFTC Seeks Industry Input to Enhance Fintech Innovation and Competition
CFTC Seeks Industry Input to Enhance Fintech Innovation and Competition The Commodity Futures Trading Commission (CFTC) has issued a Request for Information (RFI) aimed at identifying regulatory barriers that may hinder fintech firms from forming partnerships with federally regulated institutions....
CFTC Sues New Mexico Over Federal Jurisdiction Infringement: A Legal Battle Over Prediction Markets
CFTC Sues New Mexico Over Federal Jurisdiction Infringement: A Legal Battle Over Prediction Markets The Commodity Futures Trading Commission (CFTC) has initiated legal action against the state of New Mexico, marking a significant escalation in the ongoing jurisdictional disputes between federal and...
ECB Outlines Milestones for Integrated Reporting Framework Roll-Out
ECB Outlines Milestones for Integrated Reporting Framework Roll-Out The European Central Bank (ECB) has announced the main milestones for the implementation of the Integrated Reporting Framework (IReF), a programme aimed at harmonising statistical reporting across euro area banks. The IReF will...
CFTC Staff Issues No-Action Position on Designated Contract Market Procedures: A Detailed Analysis
CFTC Staff Issues No-Action Position on Designated Contract Market Procedures: A Detailed Analysis On June 3, 2026, the Commodity Futures Trading Commission (CFTC) announced a no-action position related to procedures followed by Designated Contract Markets (DCMs). This regulatory update is pivotal...
ECB's Schnabel Warns of Financial Stability Risks from Stablecoins
ECB's Schnabel Warns of Financial Stability Risks from Stablecoins The European Central Bank's Executive Board Member Isabel Schnabel delivered a speech at the 2026 Bank of Korea International Conference on Central Banks and the Future of Money, highlighting the potential risks and challenges posed...
Federal Agencies Remove References to Reputation Risk in Supervisory Documents
Federal Agencies Remove References to Reputation Risk in Supervisory Documents The Federal Reserve, along with the Federal Deposit Insurance Corporation (FDIC) and the Office of the Comptroller of the Currency (OCC), announced on June 2, 2026, that they have jointly updated certain interagency...
Basel Committee Releases ICT Risk Management Practices Report
Basel Committee Releases ICT Risk Management Practices Report The Bank for International Settlements (BIS) announced on 02 June 2026 that the Basel Committee on Banking Supervision has published a report detailing observed information and communication technology (ICT) risk management practices...
CFTC Enhances Product Self-Certification Process with Technical Upgrades
CFTC Enhances Product Self-Certification Process with Technical Upgrades On June 1, 2026, the Commodity Futures Trading Commission (CFTC) announced the implementation of technical enhancements aimed at streamlining the product self-certification process. This initiative is part of the CFTC's...
CFTC Greenlights BTCPERP Contract by KalshiEX, LLC: A New Era for Cryptocurrency Derivatives
CFTC Greenlights BTCPERP Contract by KalshiEX, LLC: A New Era for Cryptocurrency Derivatives In a significant development for the cryptocurrency derivatives market, the Commodity Futures Trading Commission (CFTC) has approved the BTCPERP contract submitted by KalshiEX, LLC. This approval marks a...
CFTC Issues Policy Statement on Perpetual Contracts: A New Era for Crypto Derivatives
CFTC Issues Policy Statement on Perpetual Contracts: A New Era for Crypto Derivatives On May 29, 2026, the Commodity Futures Trading Commission (CFTC) issued a significant policy statement concerning the listing of perpetual contracts, marking a pivotal moment in the regulation of crypto...