⚠️13F Filing Disclosure
AUM figures shown are calculated by summing the reported market value of all positions in SEC 13F-HR filings — not the fund's actual assets under management.
- Excludes cash, bonds, private equity, short positions, and foreign-listed stocks not required to be reported.
- For PUT and CALL options, the reported Value is the notional value of the underlying shares — not the option premium paid. This significantly overstates the actual capital at risk.
- Actual fund AUM is typically higher and includes strategies, instruments, and positions that never appear in a 13F.
- 13F filings cover institutional managers with ≥$100M in 13F securities. Positions reflect end-of-quarter holdings, disclosed up to 45 days after the period ends.
Data sourced from SEC EDGAR. This tracker is for informational purposes only and does not constitute investment advice.
Select a Filing Period
Q1 2002
Latest$380M
AUM
40
positions
+8 new-6 exited↑6 increased↓8 trimmed
Period end: 2002-03-31
Filed: 2002-05-10
Q4 2001
$470M
AUM
37
positions
+5 new-8 exited↑8 increased↓8 trimmed
Period end: 2001-12-31
Filed: 2002-02-13
Q3 2001
$430M
AUM
40
positions
+8 new-6 exited↑1 increased↓3 trimmed
Period end: 2001-09-30
Filed: 2001-11-14
Q2 2001
$0M
AUM
14
positions
+4 new-8 exited↑1 increased↓2 trimmed
Period end: 2001-06-29
Filed: 2001-08-14
Q1 2001
$650M
AUM
45
positions
Period end: 2001-03-31
Filed: 2001-05-14
Data sourced from SEC EDGAR 13F-HR filings. Holdings reflect end-of-quarter positions.